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This is a guide to the presentation of a thesis required for the award of a research degree at the University of Birmingham. It deals only with the practicalities of producing your thesis in a format that is acceptable for examination and deposit in the Library. It supplements Regulation 7.4.1 which covers thesis requirements and Regulation 7.4.2 which contains key information about language and word count. See the regulations relevant to your cohort.
If your thesis will be presented as a series of published or publishable papers, please refer to the Alternative Format Thesis guidelines (Word - 24KB) in addition to this document.
For aspects of thesis presentation not mentioned in the regulations or in this document, discuss with your supervisor what might be appropriate for your discipline.
Whilst there may be valid reasons to restrict access to your thesis temporarily, a hard-bound and electronic copy of your thesis will become publicly available immediately or within a few years of your graduation. Just as would be required with a formal publication, it is your responsibility to ensure your thesis can be legally shared with a broad audience.
It is your responsibility to ensure that you comply with copyright legislation when including third-party material (e.g. quotations, images). See copyright for researchers.
Unless you have explicit permission, your thesis must not include commercially sensitive data or sensitive personal data relating to your research participants. Where it is essential to include such data, you should ensure it is fully anonymised. See Anonymisation: managing data protection risk code of practice from the Information Commissioner's Office (PDF - 1.84MB).
There is a legal requirement to make theses available to those who would benefit from an accessible document, including those using screen-reading software. For more information, see LinkedIn Learning.
Elements of the thesis
A thesis normally consists of the following elements, in the order presented here:
- Author’s Declaration Form (one examination copy and final Library deposit copy only)
- Title page
- Dedication (optional)
- Contents listings
- Table of contents
- List of illustrations (if appropriate)
- List of tables (if appropriate)
- List of definitions/abbreviations (if appropriate)
- Main body text
- End pages
The preliminary pages should not be included in the table of contents or the word count for the thesis. They should be numbered separately from the main body of the thesis, or left unnumbered.
The title page gives the title, author, statement of the degree for which the thesis is submitted, department/school, university and month of submission. Give your full name on the title page to ensure it matches that on your student record.
For a thesis being deposited after minor or major corrections have been made and approved, the date on the title page should be the original date of submission. For a resubmitted thesis, the date should be the month of resubmission.
If your thesis consists of more than one volume, a title page should be included in each volume. In this case, the title page should additionally include the number of the particular volume and the total number of volumes of the thesis.
It should be laid out as in the following example:
AN INVESTIGATION INTO THE EFFECTS OF SELECTION WITHIN AN INBREEDING PROGRAMME IN SUNFLOWERS
MARTIN TREVOR SMITH
A thesis submitted to the University of Birmingham for the degree of
DOCTOR OF PHILOSOPHY
Institute of Local Government Studies
School of Government and Society
College of Social Sciences
University of Birmingham
The abstract should immediately follow the title page, and be no longer than 2 pages. The abstract will be used when the thesis is indexed in EThOS, Index to Theses and elsewhere.
You must include acknowledgement of any funding you have received.
Where a third-party editor has been used you must also acknowledge the contribution they have made. For example, by stating, “this thesis was copy edited for conventions of language, spelling and grammar by [name of editor/editing company]”. See the full statement on editorial help (PDF - 190KB).
Inclusion of further acknowledgements is a matter for your own discretion, and they may be omitted if the above do not apply to you.
Table of contents
The table of contents should show chapter and section titles, demonstrating the relationship of the parts to each other by indentation and numbering. Chapters and sections should be referenced to their page numbers.
If your thesis consists of more than one volume, each volume should have its own table of contents as well as a complete table of contents.
Other preliminary listings
You may also choose to include lists of illustrations, tables, definitions and/or abbreviations.
If your list of illustrations includes different types of illustrations, it can be subdivided into headed sections (e.g. figures, plates, maps, charts). The title of each illustration should be referenced to its page number. If illustrations have been inserted without page numbers then the terms “Facing page” (for one illustration) or “Following page” (series of illustrations) should precede the appropriate page number.
Lists of definitions and/or abbreviations act as an aid to the reader, and do not replace full explanations in the main text when an abbreviation, symbol or new term is used for the first time.
Main body text
The main body of the text follows the preliminaries and the sequence of page numbers begins here. This section must be included in your word count (less any exemptions such as footnotes, tables, diagrams and figures – see regulation 7.4.2).
A referencing style appropriate to your discipline should be used consistently throughout your thesis. See the iCite referencing guide.
A list of references must contain all of the sources which you have mentioned in the text, according to your chosen referencing style. This can be headed either “List of References” or “Bibliography” as appropriate to your discipline.
Additionally, you may include a bibliography of sources which you have not cited in the text itself, but which you think readers might wish to go on to consult. This may be sub-divided into sections if that is likely to prove helpful.
Appendices contain information which is supportive but not critical for understanding of the main text. Copyright and appropriate handling of sensitive information also apply to the appendices as in the main text, and it is your responsibility to ensure that you comply.
Where more than one appendix is included, assign each one a number.
Typesetting and word processing
The thesis must be clearly set out and easy to read.
The margin on the binding edge must be at least 3 cm. It is desirable to have margins of 3 cm at the top and bottom of the page and 2 cm at the outer edge.
It is recommended that you use the heading styles within your word processing software properly. This will facilitate creation of a table of contents, simplify navigation of your document, and increase the accessibility of your thesis to screen readers.
New chapters should always commence on a fresh page. Titles should be in capitals and centred. Sub-headings within chapters should be left justified.
Quotations not integrated in the text should be clearly distinguished from the main text.
Equations and formulae should be indented from the margin and separated from the surrounding text by an extra space. They may be numbered.
Illustrations and tables should be positioned near the first reference made to them in the text, and a fully descriptive caption provided. Avoid using colour to convey meaning.
Recommended fonts include Arial, but any clear, standard typeface may be used. Font colour should be black, and font size 12 is recommended for general use.
Use double line spacing throughout the body of your text. Single spacing is acceptable for quotations, footnotes, captions, and the bibliography. Layout should be reasonably uniform regarding the length of lines and the number of lines per page.
Printing and binding for examination
You should use white A4 paper, of good quality (minimum 80gsm if single-sided or minimum 100gsm if double-sided). We encourage printing on both sides of the paper, provided the paper doesn’t allow printing to show through and affect legibility.
It is normal practice for the copies of your thesis submitted for examination to be bound in a glued soft binding. This binding must be sufficiently secure to ensure that pages do not fall out during the examination process.
A soft-binding service is available at the PrintMe shop in University Centre. Please make sure your document is saved as a PDF file for submission to PrintMe - this will ensure that the document prints exactly as you intended. If you are considering including any non-standard material in your thesis (e.g. oversize diagrams or maps), contact them for advice before printing.
Library deposit copies
After your work has been examined, your corrections (if applicable) have been approved, and you have received your letter of award, you must deposit both a hard-bound and an electronic copy for permanent deposit in the Library.
Printing and binding
One copy of your thesis needs to be hard bound for permanent deposit in the Library. This copy needs to include an Author’s Declaration Form. See more information on hard binding at the University of Birmingham.
The Library deposit copy must be hard bound in navy blue, with gold lettering on the spine giving your name, the degree for which it is presented, and the year in which the degree is conferred. If your thesis comprises more than one volume, the volume numbers must also be lettered on the spine.
If your thesis has any supplementary media, this should not be included with the hard bound deposit copy, but provided electronically for the repository (see below).
Upload to eTheses Repository
You must also submit an electronic copy of your thesis to the eTheses Repository. See more information on depositing your thesis in the UBIRA eTheses repository.
If your thesis has any supplementary media, this should be provided electronically. Contact Scholarly Communications Services in Library Services for advice.
Allison, B. & Race, P. (2004). The student’s guide to preparing dissertations and theses. 2nd ed. London; New York: RoutledgeFalmer. eBook via FindIt@Bham.
International Organization for Standardization (1986). ISO 7144: Documentation – presentation of theses and similar documents. FindIt@Bham.